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Trayambic Advisory
PRACTICE 01

Legal & Regulatory Compliance

For when the law, a regulator or an adversary is at the door.

Exposure found early. Strategy set once. The right counsel, properly briefed.

02OVERVIEW
LEGAL & REGULATORY COMPLIANCE
01 / 03

Legal trouble rarely arrives as one problem.

A regulator's notice carries a criminal edge. A contract dispute threatens a lender covenant. A shareholder fight ends before the NCLT. Most businesses meet these with separate advisers who never speak to each other.

02 / 03

Trayambic works as prime advisor on the whole matter.

We establish the facts, map the exposure across every law in play, and set one strategy. Where the matter needs advocates, we identify counsel suited to it, prepare the brief and the record, and coordinate the work through to resolution. Counsel are engaged directly by you and act under their own professional rules.

03 / 03

Before trouble arrives, the same discipline builds compliance: a clear statement of what your sector's laws require, and a programme that meets it.

03SITUATIONS

When clients call us

07 SITUATIONS· SELECT THE ONE CLOSEST TO YOURS
SITUATION 01 / 07

A summons, show-cause notice or inquiry has arrived from a regulator or an agency.

OPENS THE ENQUIRY FORM WITH THIS SITUATION NOTED
04SERVICE AREAS

What the practice covers

07 AREAS· SELECT ONE TO READ
AREA 01 / 07

Regulatory compliance

Company and LLP law, foreign exchange and foreign investment, securities and listed-entity obligations, RBI-regulated activity, labour and employment law, consumer and advertising rules, environmental and ESG obligations

Matters outside these areas are taken by appointment, where the panel holds the depth the matter needs.

05OUR WORK · YOUR DOCUMENT

What we do in a mandate

08 NAMED DOCUMENTS
01Exposure assessment

Facts, documents and every law in play, ranked by severity

YOU RECEIVE · DOCUMENT 01Exposure register
02Strategy

One position across civil, criminal and regulatory fronts, with options costed for time and risk

YOU RECEIVE · DOCUMENT 02Strategy memorandum
03Counsel selection and briefing

Advocates matched to the forum and the matter; you engage them directly

YOU RECEIVE · DOCUMENT 03Counsel shortlist and brief
04Record and evidence preparation

Chronology, document bundles, financial and forensic analysis

YOU RECEIVE · DOCUMENT 04Matter record
05Response coordination

Timelines, document production and attendance preparation, with counsel leading every legal submission

YOU RECEIVE · DOCUMENT 05Response plan
06Matter management

One point of contact, a calendar of dates, budget tracking

YOU RECEIVE · DOCUMENT 06Weekly status report
07Compliance build

Obligations register, policies, controls, training and periodic audit

YOU RECEIVE · DOCUMENT 07Compliance programme
08Negotiated resolution

Commercial settlement strategy between private parties and with lenders

YOU RECEIVE · DOCUMENT 08Settlement options paper
06SPECIAL ADVISORS · BY ROLE

Who we bring

Each mandate draws only the specialists it needs. Names are disclosed to clients under engagement, never on a website.

ADVISOR, BY ROLE · BROUGHT IN FOR10 ROLES
  • 01Senior counsel and High Court and Supreme Court advocatesOpinions, hearings and appellate strategy
  • 02Registered insolvency professionalsResolution and liquidation processes
  • 03Corporate and transactional law firmsContracts, diligence and deals
  • 04Arbitration counsel and retired judgesArbitration, mediation and independent views
  • 05Former regulators and adjudicating officersHow a regulator reads a file and runs its procedure
  • 06Forensic accountants and financial investigatorsTracing, reconstruction and expert reports
  • 07Digital forensics specialistsDevice, email and data evidence
  • 08Sector regulatory specialistsRERA, energy, media and healthcare rules
  • 09Labour and employment specialistsWorkforce compliance and disputes
  • 10Crisis and reputation advisersMatters likely to reach the press
07FOUR STAGES

How a mandate runs

  1. STAGE IAssess

    A confidential review of the facts, the documents and every law in play. Urgent matters are taken first. You receive a written exposure note.

  2. STAGE IIScope

    A written scope with priced options. Counsel are proposed by role and seniority, and you approve each engagement.

  3. STAGE IIIExecute

    Counsel act. We direct preparation, the record and the timeline, and report to you every week.

  4. STAGE IVGovern

    After resolution, a compliance programme and periodic review, so the same exposure does not return.

08 · SECTORS

Sectors

SECTORReal estate, redevelopment & construction
PRACTICE 01 · LEGAL & REGULATORY

RERA compliance, title and development-agreement disputes

09BOUNDARY NOTE

How legal work is delivered

Trayambic Advisory is not a law firm and does not practise law. Representation before courts, tribunals and authorities, and legal opinions, are provided by independent advocates and law firms engaged directly by the client. Trayambic's role is assessment, strategy, preparation and coordination.

10FAQS

FAQs

05 FAQS

No. We are the prime advisor who assesses the matter, sets the strategy with you and coordinates the specialists. Legal services are rendered by independent advocates you engage directly.

11ENQUIRY · IN CONFIDENCE

Bring us the matter before it sets its own course.

Mumbai · By appointment
Received a notice or a summons?
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